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2018 Legal Orders

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December

Date Legal Order
Dec. 31 Walker, Casey
Authority: K.S.A. Division: Financial Surveillance Division
SUMMARY: License revoked - Summary Order issued - Revocation of license; used fraudulent conduct or demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business; improperly withheld, misappropriated or converted a moneys received in the course of doing business.
Status: Revoked
Dec. 10 Porras, Derek
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Revocation of license; used fraudulent conduct or demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business; failure to forward premiums to companies; intentionally misrepresented the provisions, terms and conditions of an insurance contract or application for insurance.
Status: Revoked
Dec. 10 Taylor, Robbie K.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Summary Order issued - Revocation of license; used fraudulent conduct or demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business; failure to forward premiums to companies; intentionally misrepresented the provisions, terms and conditions of an insurance contract or application for insurance.
Status: Revoked

November

Date Legal Order
Nov. 21 Amtrust Insuance Company of Kansas, Inc.
Authority: K.S.A. 40-3304; 40-1-28
SUMMARY: Form A Statement approved - Form A Statement approved; acquisition of control of Amtrust Insuance Company of Kansas, Inc. by Evergreen Parent, LP. and Evergreen Parent GP, LLP.
Status:
Nov. 20 American Freedom Assurance, Inc.
Authority: K.S.A. 40-4909; 40-2407; 77-501
SUMMARY: License revoked - Surety bond cancelled- no new surety bond or irrevocable letter of credit received; failure to respond.
Status: Revoked
Nov. 20 American Health Management Services, Inc.
Authority: K.S.A. 40-2, 125; 77-537
SUMMARY: Monetary Penalty - Failure to obtain a proper Home State Third-Party Administrator license before operating as an administrator within the State of Kansas; cease and desist from providing Third-Party Administrator services until licensed.
Status: Closed-Consent Order
Nov. 20 Carrillos, Ashley L.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Consent under 18 U.S.C. 1033 granted - Request granted to engage in the business of insurance as a insurance agent pursuant to 18 U.S.C. 1033; application for resident agent license; felony and misdemeanor convictions; recovery of expenditures.
Status: Closed-License Granted
Nov. 6 Baker, Zachary T.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revocation - Summary Order issued - Fraudulent or dishonest practice; occupational license revoked; failure to disclose.
Status: Revoked
Nov. 5 Conard, Randi J.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revocation - Summary Order issued - Failure to pay application fee for resident agent license; failure to respond; untrustworthiness; financial irresponsibility.
Status: Revoked

October

Date Legal Order
Oct. 25 Gendlek, Francis J
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revocation - Summary Order issued - Fraudulent or dishonest practice; license not in good standing in home state; license revoked in other state; failure to report disciplinary action.
Status: Revoked
Oct. 22 Domnick, Kayan
Authority: K.S.A. 40-4903; 77-501
SUMMARY: Consent under 18 U.S.C. 1033 granted - Request granted to engage in the business of insurance as a insurance agent pursuant to 18 U.S.C. 1033; application for resident agent license; felony conviction; fiduciary violation; recovery of expenditures.
Status: Closed-License Granted
Oct. 18 Herrig, Elijah S.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revocation - Summary Order issued - Failure to pay application fee for resident agent license; untrustworthiness; financial irresponsibility.
Status: Revoked
Oct. 12 Urban Settlement Services LLC
Authority: K.S.A. 40-4909; 40-2407; 77-501
SUMMARY: License revoked. - Surety bond cancelled- no new surety bond or irrevocable letter of credit received; failure to respond.
Status: Revoked

September

Date Legal Order
Sep. 28 Nassau Re
Authority: K.S.A. 40-3304(a); 40-3304(e)(1)
SUMMARY: Exemption granted - Request for exemption from the application of the formal filing and approval requirements of K.S.A. 40-3304(a) approved.
Status:
Sep. 10 Wiehl, Trisha A.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Final order issued; demonstrated lack of fitness and trustworthiness; improperly withheld, misappropriated or converted a moneys received in the course of doing business; intentionally misrepresented the provisions, terms and conditions of an insurance contract or application for insurance; committed a fraudulent act.
Status: Revoked

August

Date Legal Order
Aug. 30 United World Life Insurance Company
Authority: K.S.A. 40-2, 125; 77-537
SUMMARY: Monetary Penalty - Consent Agreement and Final Order - Failure to provide timely notice of discontinuation of Medicare Supplement policies.
Status: Closed-Consent Order
Aug. 30 Wiehl, Trisha A.
Authority: K.S.A. 40-4909; 77-536
SUMMARY: License suspended/Emergency Suspension - Emergency suspension until resolution of the matter in Summary Order Docket No. 74361
Status: Suspended
Aug. 28 Aetna Better Health of Kansas, Inc.
Authority: K.S.A. 40-3304; 40-1-28
SUMMARY: Form A Statement approved - Form A Statement approved; acquisition of control of Coventry Health Care of Kansas, Inc. and Aetna Better Health of Kansas, Inc. by CVS Health Corporation.
Status:
Aug. 28 Allen, Shawna
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Summary Order issued - Revocation of license; used fraudulent conduct or demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business; failure to forward premiums to companies; intentionally misrepresented the provisions, terms and conditions of an insurance contract or application for insurance.
Status: Revoked
Aug. 28 Coventry Health Care of Kansas, Inc.
Authority: K.S.A. 40-3304; 40-1-28
SUMMARY: Form A Statement approved - Form A Statement approved; acquisition of control of Coventry Health Care of Kansas, Inc. and Aetna Better Health of Kansas, Inc. by CVS Health Corporation.
Status:
Aug. 27 Southwest Kansas Title LLC
Authority: K.S.A. K.S.A. 40-4909; 40-2406; 77-501
SUMMARY: License revoked. - Surety bond cancelled- no new surety bond or irrevocable letter of credit received; failure to submit 2017 title auditing report; failure to pay penalty; failure to respond.
Status: Revoked
Aug. 22 Axis Insurance Company
Authority: K.S.A. 40-222,40-2404
SUMMARY: Monetary Penalty - Market conduct inquiry; improper grouping and unfair trade practices.
Status: Closed-Consent Order
Aug. 20 Roldan, Daisy Janitza
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Excess Lines license granted. - Excess Lines license issued; Application for nonresident Excess Lines license; failure to pay fine regarding failure to timely file 2017 annual report; recovery of expenditures.
Status: Closed-License Granted
Aug. 20 Roldan, Daisy Janitza
Authority: K.S.A. 40-103
SUMMARY: Previously issued Summary Order vacated - Summary Order issued May 24, 2018 has been vacated. See order for further information.
Status: See Subsequent Order
Aug. 14 Wheat, Layne C.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Summary Order issued - Revocation of license; license granted in error; Respondent failed to disclose a military conviction.
Status: Revoked
Aug. 13 Dillon, Robert
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Summary order issued - license revocation; premium misappropriations; used fraudulent conduct and demonstrated untrustworthiness and financial irresponsibility in the conduct of business.
Status: Revoked
Aug. 9 Wiehl, Trisha A.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revocation - Proposed revocation of license; fraudulent conduct; misappropriation of premium, committed fraudulent act
Status: See Subsequent Order
Aug. 6 Employers Reassurance Corporation
Authority: K.S.A. 40-3304(a); 40-3304(e)(1); 77-542
SUMMARY: Exemption granted. - Request for an exemption pursuant to K.S.A. 40-3304(e) from the prior approval requirements as outlined in K.S.A. 40-3304(a).
Status:

July

Date Legal Order
Jul. 31 American Home Life Insurance Company (The)
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted - Proposed financial condition examination report.
Status: Closed-Consent Order
Jul. 30 King, Matthew
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License sanctioned and monetary penalty - License sanctioned; violated provisions of chapter 40 of the Kansas Statutes Annotated, and amendments thereto, or any rule and regulation promulgated thereunder; demonstrated any incompetence in the conduct of business. Penalty must be paid by January 1, 2019.
Status:
Jul. 30 Sherman, Claibourne
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License sanctioned and monetary penalty - License sanctioned; violated provisions of chapter 40 of the Kansas Statutes Annotated, and amendments thereto, or any rule and regulation promulgated thereunder; demonstrated any incompetence in the conduct of business. Penalty must be paid by January 1, 2019.
Status:
Jul. 26 McLin, Matthew
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked - Summary Order - Intentionally misrepresented the provisions, terms and conditions of an actual or proposed insurance contract or application for insurance; used fraudulent or dishonest practice; demonstrated untrustworthiness or financial irresponsibility in the conduct of business; made misleading representation of policies.
Status: Revoked
Jul. 20 Benchmark Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted. - Proposed financial condition examination report.
Status: Closed-Consent Order
Jul. 10 McMahon, Kellen C.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked - Summary Order issued - Revocation of license; license granted in error; Respondent failed to disclose a misdemeanor conviction.
Status: Revoked
Jul. 6 Richards, Bijan
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked - Summary Order issued - Revocation of license; Used any fraudulent, coercive, or dishonest practice, or demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business.
Status: Revoked
Jul. 5 ViaSource Funding Group, LLC.
Authority: K.S.A. 44-5, 120; 77-537
SUMMARY: Monetary Penalty - Failure to timely file Annual Statements and pay renewal fees for years 2013, 2014, 2015 2017as per K.S.A 40-5003(c); monetary penalty assessed.
Status: Closed-Consent Order
Jul. 3 Life Insurance Company of North America
Authority: K.S.A. 40-222; 77-537
SUMMARY: Monetary penalty - Market conduct examination.
Status: Closed-Consent Order

June

Date Legal Order
Jun. 28 Cigna Dental Health of Kansas, Inc.
Authority: K.S.A. K.S.A. 40-3304(a); 40-3304(e)(1)
SUMMARY: Exemption granted. - Request for exemption from the application of the formal filing and approval requirements of K.S.A. 40-3304(a)approved.
Status:
Jun. 27 Swords, Zachary
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Summary Order Issued; intentionally misrepresented the provisions, terms and conditions of an insurance contract in the course of doing insurance business; fraudulent, coercive, or dishonest practice, or demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business in this state or elsewhere.
Status: Revoked
Jun. 27 Tidwell, Cheryl Ann
Authority: K.S.A. 40-4909; 77-520
SUMMARY: Administrative proceeding dismissed - Application for written consent under 18 U.S.C. 1033; application denied; failure to disclose; felony and misdemeanor conviction; hearing requested; failure to appear.
Status: Closed-License Denied
Jun. 15 Dickerson, Lukas
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked - Summary Order issued; revocation of license; license surrendered in home state.
Status: Revoked
Jun. 15 Ramos, Jr., Desiderio
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Summary Order issued - Revocation of license; fraudulent, dishonest practice or demonstrating incompetence, trustworthiness or financial irresponsibility; license in home state revoked.
Status: Revoked
Jun. 12 KaMMCO Casualty Company, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted - Proposed financial condition examination report.
Status: Closed-Consent Order
Jun. 12 Kansas Medical Mutual Insurance Company
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted - Proposed financial condition examination report.
Status: Closed-Consent Order
Jun. 6 Knuttila, Steven R.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: Licensed revoked - Summary Order issued - Revocation of license; fraudulent, dishonest practice or demonstrating incompetence, trustworthiness or financial irresponsibility; license in home state revoked; violated insurance law or regulation in home state.
Status: Revoked
Jun. 5 Bryant, Kristin R.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked - Summary Order issued - Revocation of license; committed fraud in violation of K.S.A. 40-2404; used fraudulent conduct or demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business; failure to report address change of the agent.
Status: Revoked
Jun. 4 Adams, Travis L.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Failure to forward premiums to companies; forged another person's name to an application for insurance or to any document related to an insurance transaction; used fraudulent conduct and demonstrated any incompetence, untrustworthiness or financial irresponsibility in the conduct of business; intentionally misrepresented the provisions, terms and conditions of an insurance contract or application for insurance; misdemeanor conviction.
Status: Revoked

May

Date Legal Order
May 30 Peghee, Armond R.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked. - Fraudulent and dishonest conduct; misrepresentation on insurance policy; received commissions on policies not earned.
Status: Revoked
May 25 Union Security Insurance Company
Authority: K.S.A. 40-3301;40-3301(d)(1)
SUMMARY: Form A Statement approved - Form A Statement approved; acquisition and merger of Union Security Insurance Company.
Status:
May 24 Kahmer, Kristina M.
Authority: K.S.A. 40-4909; 40-246a; 77-501
SUMMARY: Excess Lines license revoked - Failure to pay penalty assessed and failure to file 2017 Excess Lines Report and Tax Remittance.
Status: Revoked
May 24 Roldan, Daisy
Authority: K.S.A. 40-4909; 40-246a; 77-501
SUMMARY: Excess Lines license revoked - Failure to pay penalty assessed on 2017 Excess Lines Tax Remittance.
Status: Revoked
May 1 Newman, Edward E.
Authority: K.S.A. 40-4909, 77-501
SUMMARY: License revoked. - Summary Order issued - Revocation of license; fraudulent and dishonest conduct; failed to pay premium on insurance contracts (bonds); failed to report and pay in cash collateral taken.
Status: Revoked

April

Date Legal Order
Apr. 19 Roth, Whitney
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked - Fraudulent and dishonest conduct; forged another person's name to any document related to an insurance transaction; used fraudulent conduct in the conduct of business in Kansas and elsewhere; intentionally misrepresented the provisions, terms and conditions of an actual or proposed insurance contract or application for insurance.
Status: Revoked
Apr. 2 Western Southern Group #836
Authority: K.S.A. 40-253
SUMMARY: Appointment fees shall not be refunded. - The Kansas Insurance Department correctly applied the law as is laid out in K.S.A. 40-253; the appointment fees paid shall not be refunded to the Appellants.
Status:

March

Date Legal Order
Mar. 31 Firefighters Relief Association
Authority: K.S.A. 40-1706; 77-501
SUMMARY: Redetermination granted - Application for redetermination from various firefighter relief associations.
Status:
Mar. 12 Gillespie, Ashley
Authority: K.S.A. 40-4909; 77-520
SUMMARY: License denied - Application for resident insurance agent; failure to disclose; misdemeanor conviction; hearing requested; failure to appear
Status: Closed-License Denied
Mar. 1 Allstate Fire and Casualty Insurance Company
Authority: K.S.A. 40-222; 77-537
SUMMARY: Market conduct examination report adopted. - Market conduct examination report.
Status:

February

Date Legal Order
Feb. 26 Physicians Reinsurance, Inc.
Authority: K.S.A. 40-309; 40-3301; 40-3304; 77-501
SUMMARY: Merger approved - Proposed merger with and into Physicians Standard Insurance Company.
Status:
Feb. 23 Liberty Mutual Group
Authority: K.S.A. 40-222; 77-537
SUMMARY: Monetary Penalty - Market Conduct Examination.
Status: Closed-Consent Order
Feb. 23 Standard Fire Insurance Company
Authority: K.S.A. 40-222; 77-537
SUMMARY: Monetary Penalty - Failure to manifest to consumers willingness of renewing business on 18 terminated agency contracts; failure to notify 24 consumers of termination of agency contracts; insurance company updated termination manual and procedures.
Status: Closed-Consent Order
Feb. 6 Hoesli, Jeremiah W
Authority: K.S.A. 40-4909; 77-520
SUMMARY: License denied - Application for resident insurance agent; failure to disclose; misdemeanor conviction; hearing requested; failure to appear.
Status: Closed-License Denied
Feb. 2 Farley, Jay L
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License denial affirmed - Application for resident insurance agent's license; misdemeanor convictions; demonstrated lack of fitness and untrustworthiness.
Status: Closed-License Denied

January

Date Legal Order
Jan. 9 Sparks, James C.
Authority: K.S.A. 40-4909; 77-520
SUMMARY: Administrative proceeding dismissed; application denied - Application for resident insurance agent's license denied; hearing requested; failure to appear.
Status: Closed-License Denied
Jan. 9 WellCare of Kansas, Inc.
Authority: K.S.A. 40-222
SUMMARY: Order correcting Consent Order - Consent Order has wrong date. Nunc Pro Tunc order correcting.
Status: See Subsequent Order
Jan. 8 WellCare of Kansas, Inc.
Authority: K.S.A. 40-222
SUMMARY: Financial condition examination report adopted - Proposed financial condition examination report.
Status: Closed-Consent Order
Jan. 3 Compton, Daniel S.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License issued; Recovery of expenditures - Application for resident insurance agent license; failure to disclose misdemeanor conviction
Status: Closed-Consent Order
Jan. 3 Dicks, James E.
Authority: K.S.A. 40-4909; 77-501
SUMMARY: License revoked; Summary Order issued - Failed to explain consequences to customers on defaulting on their loans; Input fictitious bank account numbers to assist customers in defaulting on their loans; Failed to respond to inquiry.
Status: Revoked

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